ADMINISTRATIVE REFORM IN THE FEDERAL GOVERNMENT: UNDERSTANDING THE SEARCH FOR PRIVATE SECTOR MANAGEMENT MODELS

 

AN ANNOTATED BIBLIOGRAPHY

 

 

Douglas A. Brook

School of Public Policy

George Mason University

 

 

Abstract    

           

            Administrative reform movements in American government are often characterized by the idea that government can or should be run like a business.  This has resulted in repeated efforts to apply private sector business management practices to public administration.  These reforms appear to assume that private and public organizations are similar and that management is generic.  The literature included in this annotated bibliography contains comparisons of public and private organizations and examinations of the sectoral transferability of management practices.  The bibliography also explores some current themes in public and private management reform where private sector practices are often suggested for the public sector:  personnel administration and financial management.  It also includes a section on privatization – private sector organizations performing public sector work.

 

Introduction

 

            For most of this century the idea that private sector management practices can be applied to government has been reflected in administrative reform efforts.  Some reforms have been explicit attempts to “run the government like a business.”  Others have incorporated perceived businesslike practices into broader government reforms.  Questions remain; however, about whether importing private sector practices into government can improve government performance.  More fundamental uncertainties continue to exist over the assumptions that underlie these management transplants.  Is management generic?  Are public and private organizations similar?  Are business management practices really superior?  The questions are particularly relevant today as private sector-style management models dominate current government administrative reform efforts and market-based reforms introduce alternative ways to deliver government services.

 

There are two areas of government management that have consistently been identified as candidates for more businesslike management – personnel management and financial management.  The rules-based, highly constrained government personnel management system is often cited as a target for businesslike reform to make it more flexible, empower its employees, and provide managers with greater authority to hire and fire.  Motivating employees through pay for performance programs, perceived as commonplace and effective in the private sector, have been repeated promoted and attempted in the public sector.   Public financial management is seen as too focused on budgets and appropriations, lacking private sector-type requirements for reliable financial reporting and record keeping.  In addition to these internal government management reforms, the emergence of a strong privatization movement has introduced what may be the ultimate private sector-based reform: private organizations performing governmental functions.

 

This annotated bibliography presents a representation of scholarly inquiry into various aspects of the question of public/private management reform.  Section I presents the context for discussing public and private organizations.  Understanding the comparisons of public and private organizations is essential to the question of whether management techniques are transferable across sectors.  Section II is a listing of books and papers that explore the major themes in public and private management reform. Sections III and IV deal with two specific subjects for businesslike management reform in the federal government: (1) personnel management reforms aimed at motivating employees through incentive compensation; and, (2) financial management reforms reflected in the business-style financial reporting requirements initiated by the Chief Financial Officers Act of 1990. Finally, to round out the context of private sector approaches to public management, Section V addresses the privatization movement.

 

 

I.  Organizational Context: Comparing Management in the Public and Private Sectors

 

A.     Approaches to Organizational Theory in the Public and Private Sectors

 

Drucker, Peter (1973).  “Managing in the Public Service Institution.”  The Public Interest 33 (Fall): 43-60.

 

Noted management expert Drucker examines three commonly held reason why public service organizations under-perform: managers are not “businesslike,” the quality of their employees is low, and their objectives and results are too intangible.  Six prescriptions are offered to improve performance: better definition of the organization’s business, clear objectives and goals, priority-setting, measure of performance, systemized feedback from the results, and an organized audit of objectives and results.

 

Fottler, Myron D. (1981).  “Is Management Really Generic?”  Academy of Management Review 6 (1): 1-12.

 

A typology of organizations includes four categories: private for-profit, private non-profit, private quasi-public, and public.  Differences are defined by the sources of their support.  These externalities create different values, incentives, and constraints on management.  Analysis of sectoral effects on management functions gives evidence that management is not generic.  There appear to be differences in how management operates between public and private for-profit organizations. The other two categories show intermediate differences.

 

Frederickson, H. George (1997).  The Spirit of Public Administration.  San Francisco:  Josse-Bass.

 

Public administration could be the key to improving the quality of public organizations.  Broader concepts of public administration go beyond government.  The management values of public administration include not only efficiency and economy, but also citizenship, fairness, equity, justice, ethics, responsiveness and patriotism.

 

Gulick, Luther (1937).  “Notes on the Theory of Organization,” in Jay M. Shafritz and Albert C. Hyde, (eds.) (1992).  Classics of Public Administration, 3rd Edition.  Pacific Grove: Brooks/Cole.

 

Gulick’s classic paper describes the common elements of generic management.  These became known as PODSCORB -- planning, organizing, directing, staffing, coordinating, reporting and budgeting.  They were long considered essential elements of management in all types of public and private organizations.

 

Kettl, Donald F. and H. Brinton Milwards, (eds.) (1996).  The State of Public Management.  Baltimore: Johns Hopkins Press.

 

The editors present public management as a new field, focusing on performance over structure, and employing multi-disciplinary approaches to management issues.  Essays explain the disciplinary foundations of public management and the influence of organizational networks.

 

Milgrom, Paul F. and John Roberts (1992).  Economics, Organization, and Management.  Englewood Cliffs: Prentice-Hall.

 

This is a comprehensive textbook on economic explanations for organizational structure and behavior.  It includes a detailed economic review of the concept of efficiency in organizations and the economic foundations for individual and group incentives.  Public sector organizations are not specifically addressed, but many of the concepts discussed here help to inform current reform and public choice debates.

 

Moe, T. M. (1984).  “The New Economics of Organization.”  American Journal of Political Science 28: 739-777.

 

A review of the literature on an economic approach to organizational theory emphasizes such elements as the contractual nature of organizations, markets vs. hierarchies, transaction costs, rationality of individual actions, and analysis based on economic methods.  When applied to public bureaucracies, economic theory can address questions of public organizations vs. alternative arrangements, managerial control within the bureaucracy, and political control of bureaucratic agents.  Implicit is a comparison of public and private sector organizational environments.

 

Ott, J. S., A. C. Hyde and J. M. Stalitz (eds.) (1991).  Public Management: The Essential Readings.  Chicago: Nelson-Hall.

 

This volume is a collection of noted works that represent important themes in scholarly thought on central issues of public administration.  Major topics include public management concepts, information management, privatization, rationality and accountability, planning and control, budgeting and financial management, and human resource management.

 

Shafritz, Jay M. and Albert C. Hyde (eds.)(1992).  Classics in Public Administration, 3rd Edition.  Pacific Grove: Brooks/Cole.

 

This collection contains arguably the most important scholarly works on public administration in terms of the establishment of new paradigms and the enduring nature of the arguments.  Topical areas include the nature of public administration, political context, bureaucracy, organizational theory, management of human and financial resources, program evaluation, policy analysis, and ethics.  Authors range from Woodrow Wilson and Max Weber to Maslow, Gulick, Taylor and V. O. Key.

 

Taylor, Frederick (1929).  “Scientific Management,” in Jay M. Shafritz and Albert C. Hyde (eds.) (1992). Classics of Public Administration, 3rd Edition.  Pacific Grove: Brooks/Cole.

 

Text of Taylor’s historic Congressional testimony in which he lays out the four principles of scientific management.  The principles are based on developing information about the work to be performed, selecting and developing workers, organizing the work and the workers, and dividing the work between workmen and management.  The idea is to replace rules of thumb with scientific information and organized work.

 

Waldo, Dwight (1981).  The Enterprise of Public Administration: A Summary View.  Novato: Chandler and Sharp.

 

This broad overview of public administration includes prescient views of future issues.  The author discusses the emergence of new conceptions of what is public and private, and predicts challenging new interpretations of economy, efficiency and effectiveness.

 

Wilson, James Q. (1989).  Bureaucracy: What Government Agencies Do and Why They Do It.  New York: Basic Books.

 

A descriptive analysis of public organizations is presented through examples, case studies and explanatory discussion.  Comparisons between public and private management are woven throughout the book.  Government is seen as driven by the constraints on the organization, not by its tasks. Government managers have limited incentives to use to motivate workers and they have less control over the inputs and mix of organizational resources than do private managers.  Public managers must be concerned with issues of accountability and equity. There are few incentives or opportunities to achieve economic efficiency.

 

Wilson, Woodrow (1887).  “The Study of Administration,” in Jay M. Shafritz and Albert C. Hyde (eds.) (1992).  Classics of Public Administration, 3rd Edition.  Pacific Grove: Brooks/Cole.

 

Wilson’s classic study of administration.  He argues the similarity of public and private sector administration and he proposes the politics-administration dichotomy on which much of subsequent administrative study and reform has been based.  

 

 

B.     Comparing Organizations in the Public and Private Sectors

 

 

Appleby, Paul, (1945). “Government is Different,” in Jay M. Shafritz and Albert C. Hyde (eds.)(1992). Classics of Public Administration, 3rd Edition. Pacific Grove: Brooks-Cole.

 

Appleby’s classic article argues that government is different from all other aspects of society.  Concern for the public interest defines the distinctiveness of government people and organizations.

 

Bozeman, Barry (1987).  All Organizations Are Public.  San Francisco: Josse-Bass.

 

A dimensional view of the public-private dichotomy is proposed.  All organizations are public.  Their degree of “publicness” is determined by the degree to which organizations are affected by political authority or dependent upon public resources.  The question of publicness is seen as having consequences for attempts to transfer management technologies and for understanding employee motivation.

 

Bozeman, Barry and Stuart Bretschneider (1994).  “The ‘Publicness Puzzle’ in Organizational Theory:  A Test of Alternative Explanations of Differences Between Public and Private Organizations.”  Journal of Public Administration Research and Theory 4 (2): 197-223.

 

The authors offer the concept of “publicness” as the extent to which an organization is influenced by political authority.  From this concept, a continuum can be created to replace the dichotomous choice between public and private organizations.  This dimensional approach offers additional explanatory power to explorations of the differences between public and private organizations.

 

Bozeman, Barry and S. Loveless (1987).  “Sector Context and Performance:  A Comparison of Industrial and Government Research Units.”  Administration and Society 19 (August): 197-235.

 

The authors consider the expected differences between public and private sector organizations.  Using questionnaires from an international sample of research organizations, the results indicate the enduring importance of sector status and find strong independent effects from the environment of public and private organizations,  One sector is not found to be consistently more productive than the other, however.

 

Bretschneider, Stuart (1990).  “Managing Information Systems in Public and Private Organizations: An Empirical Test.”  Public Administration Review 50 (September-October): 536-545.

 

The author presents another functional comparison of public and private organizations.  Sectoral differences are found in MIS operations, largely based on the more constrained environments of public organizations. Public organizations are characterized by greater accountability, interdependence, and red tape.  (“Red tape” is addressed in many of the works cited in this collection.  Generally it is understood to be an organizational attribute characterized by “excessive, duplicative or unnecessary procedures” [Bozeman and Scott, 1996].  While usually considered a negative organizational trait, it can be considered with a neutral connotation or even, in some instances as a positive attribute of some types of organizations.)

 

Coursey, David and Barry Bozeman (1990).  “Decision-Making in Public and Private Organizations:  A Test of Alternative Concepts of ‘Publicness’.”  Public Administration Review 50 (September-October): 525-535.

 

The authors apply Bozeman’s concept of “publicness” to an analysis of decision-making across a dimensional distribution of public and private organizations.  Drawing on a survey of top executives, differences are found in participation in strategic decision-making and in the types of problems that public and private organizations address.

 

Lan, Zhiyong and Hal G. Rainey (1992).  “Goals, Rules, and Effectiveness in Public, Private, and Hybrid Organizations: More Evidence on Frequent Assertions About Differences.”  Journal of Public Administration Research and Theory 2 (January):  5-28.

 

The authors test hypotheses about the differences between public and private organizations, using a three-part typology that includes hybrid organizations.  As expected, the survey responses of public managers indicate perceived greater degrees of rules, procedures, and constraints in public organizations.  Contrary to expectations, however, public managers perceive greater clarity of goals and greater effectiveness in achieving those goals.

 

Moon, Myung Jae (1999).  “The Pursuit of Managerial Entrepreneurship: Does Organization Matter?”  Public Administration Review 59 (January-February): 31-43.

 

This study, based on data collected by the National Administrative Studies Project, examines three dimensions of entrepreneurship in public and private organizations.  Public organizations are found to be less entrepreneurial than private organizations.  Size, management trust, and legal constraints are found to affect the degree of entrepreneurial activity.  To become more entrepreneurial, organizations must address culture change as well as reductions in formalism and hierarchy.

 

Perry, James L. and Hal G. Rainey (1988).  “The Public-Private Distinction in Organizational Theory: A Critique.”  The Academy of Management Review 13 (April): 182-202.

 

The authors present a thorough review of the literature on the question of distinctions between public and private organizations.  The variety of definitions of public and private organizations is explored and the uses to which the distinctions are put in organizational research are examined.  A typology of organizations that is more complex than the common dichotomous approach is suggested by cross-classifying organizations based on ownership, funding, and modes of social control.

 

Rainey, Hal G., Robert Backoff and Charles H. Levine (1976).  “Comparing Public and Private Organizations,”  Public Administration Review 36 (March-April): 233-244.

 

This paper examines the proposition that public and private organizations are converging and that management is a generic process.  A summary of the literature identifies consensus around environmental factors, organization-environment transactions, and internal structures and processes.  Indications of important differences between public and private organizations are found.

 

Ross, Bernard H. (1988).  “Public and Private Sectors: The Underlying Differences.”  Management Review 77 (May): 28-33.

 

Focusing on the experiences of business leaders who assume senior positions in the federal government, this paper concludes that the sectors are different, not just in matters of efficiency and rationality, but in the entire organizational milieu.  Issues of public scrutiny, non-economic rationality, complex hierarchies, and external interference dictate that the rules are different. The requirements for managerial success are different between the public and private sectors.

 

Scott, Patrick G. and Santa Falcone (1998).  “Comparing Public and Private Organizations: An Exploratory Analysis of Three Frameworks.”  American Review of Public Administration 28 (June): 126-145.

 

Using a national sample of public, private and hybrid research laboratories, the authors test three conceptual frameworks for comparing public and private organizations.  The results show strong support for the core approach and the dimensional approach to the public/private question.  The generic approach, which suggests little or no difference in the managerial attributes of public and private organizations, was not supported by the findings.

 

Weintraub, J. (1997).  “Public/Private: The Limits of a Grand Dichotomy.”  Responsive Community 7: 13-24.

 

The author examines the “grand dichotomy” of public/private.  The dichotomous models are used not only to distinguish between government and business organizations but other aspects of society as well.  The public/private distinction is a useful analytic tool but is irreducibly multiple and inherently problematic.

 

 

C.  Comparing Management in the Public and Private Sectors

 

 

Allison, Graham T. (1986). “Public and Private Management: Are They Fundamentally Alike in All Unimportant Respects?” in Frederick S. Lane, ed. Current Issues in Public Administration, 3rd Edition.  New York: St. Martin’s Press.

 

The author identifies eight functions of management common to all organizations, but argues that functions with identical labels have different meanings in public and private sector organizations.  Performance and efficiency in public management can not necessarily be improved by borrowing from private management.  Rather, research, case studies, and reform should focus on public management issues.

 

Ban, Carolyn (1995).  How Do Public Managers Manage?  Bureaucratic Constraints, Organizational Culture, and the Potential for Reform.  San Francisco: Jossey-Bass.

 

The author empirically examines the constraints under which public managers manage.  Many reform proposals call for relaxing the constraints.  Three areas in which constraints are identified are the civil service, budgeting, and procurement systems. They were largely designed to reduce the risk of abuses.  Interviews with managers in four agencies examine the effects of organizational culture on management.

 

Blumethal, W. Michael and Herman Nickel (1979).  “Candid Reflections of a Businessman in Washington.”  Fortune 99 (January): 36-49.

 

An interview with Blumenthal, former Bendix Corporation CEO and former Treasury Secretary.  He offers observations about the differences in leadership between public and private organizations.  Management success is emphasized in business, policy success is the measure of accomplishment in government.  Differences in organizational control, public decision-making, and external influences are discussed.

 

Box, Richard C. (1999).  “Running Government Like a Business: Implications for Public Administration Theory and Practice.”  American Review of Public Administration 29 (March): 19-43.

 

The author examines normative questions associated with the increasing demands to run government like a business.  The conflicts between market-based values and democratic values are explored through an extensive literature review.  The impacts on public service values and public administration are questioned.

 

Bozeman, Barry and Gordon Kingsley (1998).  “Risk Culture in Public and Private Organizations.”  Public Administration Review 58 (March-April): 109-118.

 

This study tests the assumption that public managers are more afraid to take risks than are private managers.  The risk cultures of public and private organizations are also examined.  Little difference is found in the risk orientation of public and private managers.  Organizations with high involvement with elected officials tend to have less risky cultures. This has implications for public management reforms that call on public managers to be more “entrepreneurial.”

 

Bozeman, Barry and Patrick Scott (1996).  “Bureaucratic Red Tape and Formalization: Untangling Conceptual Knots.” American Review of Public Administration 26 (March): 1-13.

 

The authors review the literature on red tape and formalization in public and private organizations.  Some recent studies suggest that government is itself a major cause of red tape in both the public and private sectors.  Some studies have found little sectoral difference on measures of red tape and formalization, while others find public sector organizations to be more constrained by rules and accountability requirements.  The assertion that public sector organizations are overwhelmingly tied up in red tape is seen as a crude stereotype.

 

Bozeman, Barry, Pamela Reed and Patrick Scott (1992).  “Red Tape and Task Delays in Public and Private Organizations.”  Administration and Society 24 (November): 290-322.

 

The authors explore the assumption that public organizations have greater degrees of red tape and formalization than private organizations through an examination of task delays in the two sectors.  Questionnaires from the National Comparative R&D Laboratory Project were analyzed.  Variance within and among institutional setting is found.  The strongest findings supported sector differences and differences based on government influence.

 

Dunlop, John T., Alfred D. Chandler, Jr., George P. Schultz and Irving Shapiro (1979).  “Business and Public Policy.”  Harvard Business Review (November-December): 92-97.

 

Four former corporate and government officials discuss their experiences in and with government.  Differences between public and private sector management are identified, including issues of efficiency and equity, incentives and performance, and the conflicting loyalties of career government executives.

 

Lynn, Laurence (1981).  Managing the Public’s Business: The Job of the Government Executive.  New York: Basic Books.

 

The author addresses major themes in public management. Pertinent chapters review recent reform proposals: PPBS, MBO and ZBB as foundations for the question of the dissimilarity of public and private organizations.  If they are similar, the failure of reform can be blamed on problems with implementation. If they are dissimilar, applying business management techniques to government can be futile and counterproductive.  The history of the business-government analogy is reviewed and distinctions between government and business organizations are identified.

 

Murray, Michael A. (1975).  “Comparing Public and Private Management: An Exploratory Essay.”  Public Administration Review 35 (July-August): 364-371.

 

Substantive and procedural areas of comparison between public and private sector organizations are examined. The author argues for the universal applicability of a generic approach to management and concludes that private and public organizations are more similar than different.

 

Rainey, Hal G. (1997).  Understanding And Managing Public Organizations.  San Francisco: Josse-Bass.

 

This text examines the context of public organizations, followed by considerations of dimensions and strategies involved in organizing, managing, and improving public organizations.  Chapters on the public-private distinction and on motivation and work attitudes include comprehensive literature reviews and surveys of the issues involved with each topic.  The author cautions against oversimplification in defining public and private organizations.  Constraints on extrinsic rewards in the public sector make intrinsic and public service incentives more important.

 

Rainey, Hal G., Sanjay Pandey and Barry Bozeman

(1995).  “Research Note: Public and Private Managers’ Perceptions of Red Tape.”Public Administration Review 55 (November-December): 565-573.

 

The authors report on a survey of public and private sector managers.  Public managers were more likely to perceive personnel rules as a constraint on linking performance with pay and promotion.  No meaningful difference was found between public and private managers on perceptions of organizational goal ambiguity.

 

 

D.      Comparing People in the Public and Private Sectors

 

 

Bellante, D. and A. N. Link (1981).  “Are Public Sector Workers More Risk Averse Than Private Sector Workers?”  Industrial and Labor Relations Review 34 (3): 408-412.

 

This study confirms the economic reasoning of previous analyses that, other things being equal, the more risk adverse person will have a higher likelihood of seeking employment in the public sector.  Equal pay between the public and private sectors would, therefore, create an excess of labor supply in the public sector.

 

Blank, Rebecca (1985).  “An Analysis of Workers’ Choice Between Employment in the Public and Private Sectors.”  Industrial and Labor Relations Review 38 (January): 211-224.

 

Public and private jobs may differ in ways other than compensation.  This analysis of workers’ choices finds that “protected” groups – non-whites, veterans, women – and more highly educated workers prefer government employment.  Concerns for geographic preferences and job security also influence the choice of public sector employment, as does the choice of some occupational specialties.  The author concludes that sectoral choice is influenced by more than compensation.

 

Bozeman, Barry and Hal Rainey (1998). “Organizational Rules and the Bureaucratic Personality.” American Journal of Political Science 42 (January): 163-189.

 

The authors seek an alternative explanation for organizational rules.  Instead of looking at sectoral or structural considerations, the personal characteristics of managers are examined.  Managers high on scales of alienation and pessimism tend to want more rules.  Public managers are not found to prefer more rules than do private sector managers.

 

Crewson, Philip E. (1995).  “A Comparative Analysis of Public and Private Sector Entrant Quality.”  American Journal of Political Science 39 (August): 628-639.

 

The author examines the conventional wisdom that poor pay, inadequate recruiting, enforced diversity, and bureaucrat-bashing have discouraged quality entrants from seeking jobs in the public sector.  A review of the literature, test scores, and surveys indicates that the federal government has not suffered in the recruitment or retention of quality employees.  There is evidence that public employees are motivated by benefits, security, and the importance of their work.

 

 

II.                 Themes in Public Sector Management Reform

 

 

A.     Private Sector Management Models for the Public Sector

 

 

Conner, Joseph E.(1983). “The U.S. Government: A Business That Should Be More Businesslike.” Price Waterhouse Review 27 (3): 2-8.

 

The Chairman of the Grace Commission Task Force on Federal Management reports on the recommendation for creation of an Office of Federal Management to oversee human resources, administrative services, and management improvement in the federal government.  Building on private sector models, the report also calls for a financial “vice president” for the federal government.

 

Durst, Samantha L. and Charldean Newell (1999).  “Better, Faster, Stronger: Government Reinvention in the 1990s.” American Review of Public Administration 29 (March): 61-76.

 

Reporting the results of a survey of 153 public executives, the authors find that reinvention activities are generally seen as increasing productivity, enhancing services, improving performance, and managing costs.  These results should make the public sector “more competitive.”

 

Gore, Albert (1993). From Red Tape to Results: Creating A Government That Works Better and Costs Less.  Report of the National Performance Review.  Washington: GPO.

 

The full set of NPR reports consists of this Report, accompanying reports covering individual agencies and functions, and a resources book.  Emphasis is on ways to streamline, reorient, and decentralize government agencies, processes, and programs to achieve objectives like cutting red tape, putting customers first, and empowering employees.  Agency-by-agency recommendations are included with savings estimates totaling $108 billion from fiscal 1995 to fiscal 1999.

 

Hammer, M. and James Champy (1993).  Re-engineering the Corporation: A Manifesto for Business Revolution.  New York: HarperCollins.

 

The concept of re-engineering is explained as a fundamental rethinking and radical redesign of business processes to create dramatic improvements. The basic text of re-engineering makes the case for focusing on customers, competition, and change.  Though this book is aimed at business organizations, the concept of re-engineering has been suggested for government, as well.

 

Hennessey, J. Thomas, Jr. (1998).  “’Reinventing’ Government: Does Leadership Make The Difference?” Public Administration Review 58 (November-December): 522-532.

 

This article reports on a study of the effects of leadership on reinvention and performance, with further consideration of organizational culture.  Leadership is the key to both improved performance and more amenable cultures.  This study suggests leadership as a factor to be considered in reforms that seek better performance, thus going beyond more common structural or process questions or the introduction of rewards or incentives.

 

Ingraham, Patricia W. (1992).  “Commissions, Cycles, and Change: The Role of Blue Ribbon Commissions in Executive Branch Change,” in Patricia W. Ingraham and Donald F. Kettl (eds.).  Agenda for Excellence: Public Service in America. Chatham: Chatham House.

 

Commissions have been a favored mechanism for addressing perceived management problems in government.  The use of commissions persists despite the uncertainty of past reform efforts.  Many commissions, ranging from the Keep Commission appointed by Theodore Roosevelt to the Grace Commission under Ronald Reagan, have addressed the question of making government management more “businesslike.”

 

Naisbitt, John (1985).  Reinventing the Corporation:  Transforming your Job and Your Company for the New Information Society.  New York: Warner Books.

 

The private sector reform model for radical change in information-based processes to achieve performance and productivity improvements.  Intended initially for the business sector, reinvention became a major public sector reform movement.

 

Nichols, K. L. (1997).  “The Crucial Edge of Reinvention: A Primer on Scoping and Measuring for Organizational Change.”  Public Administration Quarterly 21 (4): 405-418.

 

Identifying the scope of reinvention is defined as choosing between process control (small reinvention), process improvement (medium) and process planning (large).  Tools of performance measurement are offered with distinctions between goals, objectives, and targets.  Measurement techniques are discussed.  No difference is suggested between public and private organizations.

 

Osborne, David and Ted Gaebler (1992).  Reinventing Government:  How the Entrepreneurial Spirit Is Transforming the Public Sector.  Reading: Addison-Wesley.

 

The book that launched the reinventing government movement establishes the theoretical and practical arguments for entrepreneurial government.  Reinvention is defined as using resources in new ways to maximize productivity and effectiveness.  It is seen as applicable equally to the public, private, and voluntary sectors.  The focus is on government processes, not on the policies or purposes of government.  Emphasis is placed on concepts of employee empowerment, competition, missions, and customer satisfaction.

 

Osborne, David E. and Peter Plastrik (1997).  Banishing Bureaucracy: Five Strategies for Reinventing Government.  Reading: Addison-Wesley.

 

Most government organizations exist with dysfunctional systems, have multiple missions, face little competition, and experience few consequences from their performance.  The authors argue that these systems must be changed in order to build an entrepreneurial government.  Five strategies focus on core functions, consequences for organizational performance, customer satisfaction, organizational control, and agency culture.

 

Peters, B. Guy and Donald J. Savoie (eds.) (1995).  Governance in a Changing Environment. Montreal: McGill-Queen’s University Press.

 

The direction of recent changes in governance has been to make government function more like the private sector in the belief that it will become at once more efficient, more effective, and more democratic.  Essays explore the changing environment and consider reform in the context of the political process and public management.

 

Peters, Thomas J. and Robert H. Waterman, Jr. (1982). In Search of Excellence: Lessons From America’s Best-Run Companies.  New York: Harper and Row.

 

One of the earliest in the current cycle of management reform books.  The authors identify particularly strong attributes of successful companies to suggest that these qualities can be adopted by other organizations seeking to achieve excellence.   Among the attributes are people orientation, commitment to product quality and service, strong organizational cultures, and customer orientation.  Many of these ideas appear in later public sector management reforms.

 

Schachter, Hindy L. (1989).  Frederick Taylor and the Public Administration Community: A Reevaluation.  Albany: State University of New York Press.

 

A review of the life and work of Frederick Taylor reviews his approach to management as articulated in Shop Management and The Principles of Scientific Management.  The adoption of scientific methods of management by government, particularly through the New York Bureau of Municipal Research, is described.  It is argued that differences between private and public organizations were not ignored and wholesale adoption of scientific management principles was not what occurred.